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You are viewing the version of the document as on 2024-11-30.

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SECN 11.1 Application

SECN 11.1.1G

1This chapter applies to originators, sponsors and SSPEs which are not PRA- authorised persons and are established in the United Kingdom.

SECN 11.1.2R

1The requirements specified in SECN 11.3 to SECN 11.5 and SECN 11.10 to SECN 11.13 apply to all securitisations.

SECN 11.1.3R

1The requirements specified in SECN 11.6 to SECN 11.9 apply to securitisations for which section 85 of the Act (Contravention of prohibition relating to public offer of securities) and rules made by the FCA for the purposes of Part 6 of the Act require a prospectus to be drawn up.