Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2024-11-19.

Timeline guidance

Alternative versions

  1. Point in time
    2024-11-19

SECN 10.8 Format of the application

SECN 10.8.1D
  1. (1)

    1A third party must allocate a unique reference number to each document it submits to the FCA as part of its application.

  2. (2)

    A third party must include a substantiated explanation in its application for any requirement of this chapter considered non-applicable.

SECN 10.8.2D

1The application referred to in SECN 10.2 must be accompanied by a letter signed by a member of the third party’s management body, confirming that:

  1. (1)

    the submitted information is accurate and complete to the best of their knowledge, as of the date of the submission of the application; and

  2. (2)

    the applicant is neither a regulated entity as defined in Article 2(4) of Directive 2002/87/EC, nor a credit rating agency as defined in Article 3(1)(b) of the CRA Regulation.