Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  3. Point in time
    2009-07-01

REC Sch 4 Powers exercised

REC Sch 4.1G

The following powers and related provisions in the Act have been exercised by the FSA to make the rules in REC:

Section 156 (General supplementary powers)

Section 178 (Obligation to notify the Authority: acquisitions of control)3

Section 191D (Obligation to notify the Authority: dispositions of control)3

Section 293 (Notification requirements)

Section 295 (Notification: overseas investment exchanges and overseas clearing houses)1

Section 300B (Duty to notify proposal to make regulatory provision).2

Paragraph 17(1) (Fees) of Schedule 1 (The Financial Services Authority)
REC Sch 4.2G

The following powers in the Act have been exercised by the FSA to give the guidance in REC:

Section 157 (1) (Guidance)