To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
SUP 5.1 Application and purpose
Chapter: Reports by skilled persons
Effective Date: 20th September 2001
-
SUP 5.3 Policy on the use of skilled persons
Chapter: Reports by skilled persons
Effective Date: 20th January 2005
-
REC 5.2 Application process
Chapter: Applications for Recognition (UK recognised bodies)
Effective Date: 25th January 2007
-
FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
-
FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006
-
SUP 5.4 Appointment and reporting process
Chapter: Reports by skilled persons
Effective Date: 21st June 2001
-
REC 3.3 Waivers
Chapter: Notification rules for UK recognised bodies
Effective Date: 19th March 2013
-
REC 2.5 Systems and controls and conflicts
Chapter: Recognition requirements
Effective Date: 15th July 2004
-
REC 3.26 Proposals to make regulatory provision
Chapter: Notification rules for UK recognised bodies
Effective Date: 6th December 2007
-
SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
-
SUP 2.1 Application and purpose
Chapter: Information gathering by the FSA on its own initiative Information gathering by the appropriate regulator on its own initiativeFCA 2014/14Information gathering by the FCA or PRA on its own initiativeFCA 2014/21
Effective Date: 20th March 2003
-
IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
-
REC 4.2D Suspension and removal of financial instruments from trading
Chapter: Supervision
Effective Date: 25th January 2007