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  1. Point in time
    2011-10-01

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

REC 4.2E.1GRP

1Under section 293A of the Act, the FSA may require a UK RIE to give such information as it reasonably requires in order to satisfy itself that the UK RIE is complying with the MiFID Regulation,.