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  1. Point in time
    2011-02-10

REC 3.9 Fees and incentive schemes

REC 3.9.1GRP

The purpose of REC 3.9.2 R is to enable the FSA to obtain information on changes to standard tariffs for matters such as membership and trading and of any scheme introduced by the UK recognised body for rebating or waiving fees or charges. A UK recognised body is not required to inform the FSA of fees or charges for which the UK recognised body does not charge according to a standard tariff.

REC 3.9.2RRP

A UK recognised body must give the FSA a summary of:

  1. (1)

    any proposal to change the fees or charges levied on its members (or any group or class of them), at the same time as the proposal is communicated to those members; and

  2. (2)

    any such change, no later than the date when it is published or notified to those members.