To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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REC 3.5 Disciplinary action and events relating to key individuals
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 3.4 Key individuals and internal organisation
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 3.1 Application and purpose
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 4.5 FSA supervision of action by UK recognised bodies under their default rules
Chapter: Supervision
Effective Date: 21st June 2001
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REC 3.8 Financial and other information
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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CASS 5.5 Segregation and the operation of client money accounts
Chapter: Client money and mandates2007/4: insurance mediation activity
Effective Date: 16th December 2004
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REC 3.14 Products, services and normal hours of operation
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 5.2 Application process
Chapter: Applications for Recognition (UK recognised bodies)
Effective Date: 21st June 2001
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REC 3.6 Constitution and governance
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 4.2 The supervisory relationship with UK recognised bodies
Chapter: Supervision
Effective Date: 21st June 2001
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REC 3.15 Suspension of services and inability to operate facilities
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 6.7 Notification rules for overseas recognised bodies
Chapter: Overseas Investment Exchanges and Overseas Clearing Houses
Effective Date: 21st June 2001
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
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REC 3.2 Form and method of notification
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 3.18 Membership
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 3.13 Delegation of relevant functions
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001