To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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REC 6.7 Notification rules for overseas recognised bodies
Chapter: Overseas Investment Exchanges and Overseas Clearing Houses
Effective Date: 21st June 2001
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REC 5.2 Application process
Chapter: Applications for Recognition (UK recognised bodies)
Effective Date: 25th January 2007
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SUP 8.3 Applying for a waiver
Chapter: Waiver and modification of rules
Effective Date: 19th September 2002
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REC 3.1 Application and purpose
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006
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REC 3.26 Proposals to make regulatory provision
Chapter: Notification rules for UK recognised bodies
Effective Date: 6th December 2007
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FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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REC 3.14A Operation of a regulated market or MTF
Chapter: Notification rules for UK recognised bodies
Effective Date: 25th January 2007
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
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SUP 8.6 Publication of waivers
Chapter: Waiver and modification of rules
Effective Date: 18th March 2004
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REC 2.5 Systems and controls and conflicts
Chapter: Recognition requirements
Effective Date: 15th July 2004
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SUP 8.1 Application and purpose
Chapter: Waiver and modification of rules
Effective Date: 16th January 2003
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REC 3.2 Form and method of notification
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
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REC 4.5 FSA supervision of action by UK recognised bodies under their default rules
Chapter: Supervision
Effective Date: 21st June 2001
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REC 3.8 Financial and other information
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 3.4 Key individuals and internal organisation
Chapter: Notification rules for UK recognised bodies
Effective Date: 25th January 2007