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RCB Sch 4 Powers exercised

RCB Sch 4.1

  1. 11. The following powers and related provisions in the RCB Regulations have been exercised by the FSA to make the rules and directions in RCB:

    1. (1) Regulation 8 and 9 (Applications for Registration);

    2. (2) Regulation 18, 20, 24 and 25 (Notification requirements);

    3. (3) Regulation 36 (financial penalties policy statements)

    4. (4) Regulation 46, Schedule 1 paragraph 5 (Fees).

  2. 2. The following power in the RCB Regulations has been exercised by the FSA to give guidance in RCB:

    1. (1) Regulation 42 (Guidance)

  3. 3. The following power under the Act has been exercised by the FSA to make the rules in RCB:

    1. (1) Section 138 (General rule-making power).