Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2012-02-14

RCB 4.1 Application and purpose

Application

RCB 4.1.1GRP

1This chapter contains guidance for issuers, and owners and other persons subject to the RCB Regulations.

Purpose

RCB 4.1.2GRP

The purpose of this chapter is to give guidance on the FSA's approach to the use of its enforcement powers under the RCB Regulations and to set out the FSA's policy on the imposition and amount of financial penalties.