Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2009-03-31

RCB 3.3 Asset pool notifications

Form of notification

RCB 3.3.1DRP

The issuer must send to the FSA, information relating to the asset pool, in the form set out in RCB 3 Annex 2D (asset notification form).

RCB 3.3.2DRP

The issuer must send the form to the FSA within one month of the end of each quarter following the registration date.

Notifications by the owner

RCB 3.3.3DRP

If the issuer is in insolvency, the owner must send to the FSA the asset pool notifications set out at RCB 3.3.1 D by the same dates as the dates the notifications under those directions are due.

Due diligence

RCB 3.3.4GRP

The issuer or the owner, as the case may be, should carry out, or make arrangements to carry out, appropriate due diligence to check that the analysis in the asset pool information provided to the FSA is correct.