To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
RCB 2.2 Applying for registration
Chapter: Applications for registration
Effective Date: 8th December 2011
-
RCB 2.3 Determination of registration
Chapter: Applications for registration
Effective Date: 8th December 2011
-
RCB 3.2 Annual confirmations of compliance and asset pool monitor
Chapter: Notifications
Effective Date: 8th December 2011
-
RCB 6.2 Policy on decision and warning notices
Chapter: Warning and decision notices
Effective Date: 11th December 2008
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
-
LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 21st December 2006
-
DTR 7.2 Corporate governance statements
Chapter: Corporate governance
Effective Date: 22nd July 2010
-
ICOBS 8.4 Employers’ Liability Insurance
Chapter: Claims handling
Effective Date: 24th February 2011
-
RCB 4.2 Enforcement powers and penalties
Chapter: Enforcement powers
Effective Date: 25th February 2010
-
LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 21st December 2006
-
LR 5.6 Reverse takeovers
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 27th September 2012
-
CREDS 2.2 General provisions
Chapter: Senior management arrangements, systems and controls
Effective Date: 21st March 2012
-
LR 13.5 Financial information in Class 1 Circulars
Chapter: Contents of circulars
Effective Date: 28th June 2007
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005