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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2011-01-20

PROF Sch 4 Powers exercised

PROF Sch 4.1G

The following powers and related provisions in the Act have been exercised by the FSA to make the rules in PROF:

Section 138 (General rule-making power)

Section 156 (General supplementary powers)

Section 332(1) (Rules in relation to persons to whom the general prohibition does not apply)
PROF Sch 4.2G

The following powers in the Act have been exercised by the FSA to give the guidance in PROF:

Section 157(1) (Guidance)