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You are viewing the version of the document as on 2099-07-01.

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    2099-07-01

PROD 4.1 General

1Other requirements for insurance distribution activities2

PROD 4.1.1R

This chapter does not affect the application of other requirements in the FCA Handbook applying to firms in relation to their insurance distribution activities including but not limited to:

  1. (1)

    disclosure (ICOBS 2.2, ICOBS 6.1, COBS 4 and COBS 14.2);

  2. (2)

    suitability (COBS 9 or COBS 9A);

  3. (3)

    appropriateness (COBS 10A);

  4. (4)

    identification and management of conflicts of interest (SYSC 10.1 for intermediaries or SYSC 3.3 for insurers); and

  5. (5)

    inducements (COBS 2.3A).

[Note: article 25(3) of the IDD]