PRIN TP 1 Transitional provisions
PRIN TP 1.1
|
Material to which the transitional provision applies |
Transitional Provision |
Transitional Provision: dates in force |
Handbook provision: coming into force |
|
11. |
PRIN 1 Annex 1 R 1.2(2) |
R |
A firm need not comply with PRIN Ann 1R 1.2(2) in relation to an eligible counterparty if the client was correctly categorised as a market counterparty on 31 October 2007 and the firm complied with COB 4.1.12 R (2) (Large intermediate customer classified as market counterparty). |
From 1 November 2007 indefinitely |
1 November 2007 |