Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  2. Point in time
    2009-12-06

PRIN TP 1 Transitional provisions

PRIN TP 1.1

Material to which the transitional provision applies

Transitional Provision

Transitional Provision: dates in force

Handbook provision: coming into force

11.

PRIN 1 Annex 1 R 1.2(2)

R

A firm need not comply with PRIN Ann 1R 1.2(2) in relation to an eligible counterparty if the client was correctly categorised as a market counterparty on 31 October 2007 and the firm complied with COB 4.1.12 R (2) (Large intermediate customer classified as market counterparty).

From 1 November 2007 indefinitely

1 November 2007