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Status: You are viewing the version of the handbook as on 2011-04-29.

PRIN Sch 4 Powers Exercised

PRIN Sch 4.1G

The following powers and related provisions in the Act have been exercised by the FSA to make the rules in PRIN:

Section 138 (General rule-making power)

Section 145 (Financial promotion rules)

Section 146 (Money laundering rules)

Section 150(2) (Actions for damages)

Section 156 (General supplementary powers)

PRIN Sch 4.2G

The following powers1 in the Act have1 been exercised by the FSA to give the guidance in PRIN:

Section 157(1) (Guidance)

Section 158A (Guidance on outsourcing by investment firms and credit institutions)1