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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2007-10-01

PRIN Sch 4 Powers Exercised

PRIN Sch 4.1G

The following powers and related provisions in the Act have been exercised by the FSA to make the rules in PRIN:

Section 138 (General rule-making power)

Section 145 (Financial promotion rules)

Section 146 (Money laundering rules)

Section 150(2) (Actions for damages)

Section 156 (General supplementary powers)
PRIN Sch 4.2G

The following power in the Act has been exercised by the FSA to give the guidance in PRIN:

Section 157(1) (Guidance)