PRIN Sch 2 Notification requirements
The aim of the guidance in the following table is to give the reader a quick over-all view of the relevant requirements for notification and reporting. |
It is not a complete statement of those requirements and should not be relied on as if it were. |
Handbook reference |
Matter to be notified |
Contents of notification |
Trigger event |
Time allowed |
Principle 11 (PRIN 2.1.1 R) |
Anything relating to the firm of which the appropriate regulator would reasonably expect notice |
Appropriate disclosure |
Anything relating to the firm of which the appropriate regulator would reasonably expect notice |
Appropriate |