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You are viewing the version of the document as on 2024-01-31.

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    2024-01-31

PRIN Sch 2 Notification requirements

PRIN Sch 2.1G

The aim of the guidance in the following table is to give the reader a quick over-all view of the relevant requirements for notification and reporting.

It is not a complete statement of those requirements and should not be relied on as if it were.
PRIN Sch 2.2G

Handbook reference

Matter to be notified

Contents of notification

Trigger event

Time allowed

Principle 11 (PRIN 2.1.1 R)

Anything relating to the firm of which the appropriate regulator would reasonably expect notice

Appropriate disclosure

Anything relating to the firm of which the appropriate regulator would reasonably expect notice

Appropriate