PR Sch 4 Powers exercised
PR Sch 4.1G
1The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in PR: |
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Section 73A (Part 6 Rules) |
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Section 84 (Matters which may be dealt with by prospectus rules) |
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Sections 85 (Prohibition of dealing etc in transferable securities without approved prospectus) |
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Section 87 (Election to have prospectus) |
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Section 87A (Criteria for approval of prospectus by competent authority) |
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Section 87G (Supplementary prospectus) |
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Section 87R (Register of investors) |
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Section 96 (Obligations of issuers of listed securities) |
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Section 99 (Fees) |
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Section 101 (Part 6 rules: general provisions) |
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Schedule 7 (The Authority as Competent Authority for Part VI) |
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