To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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PR 4.2 Third country issuers
Chapter: Use of languages and third country issuers
Effective Date: 1st July 2005
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PR 3.1 Approval of prospectus
Chapter: Approval and publication of prospectus
Effective Date: 16th June 2005
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PR 2.3 Minimum information to be included in a prospectus
Chapter: Drawing up the prospectus
Effective Date: 28th June 2007
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PR 3.4 Supplementary prospectus
Chapter: Approval and publication of prospectus
Effective Date: 28th June 2007
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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PR 2.1 General contents of prospectus
Chapter: Drawing up the prospectus
Effective Date: 16th June 2005
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DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
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PR 4.1 Use of languages
Chapter: Use of languages and third country issuers
Effective Date: 16th June 2005
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COLL 6.12 Risk management policy and risk measurement
Chapter: Operating duties and responsibilities
Effective Date: 1st July 2011
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LR 4.2 Contents and format of listing particulars
Chapter: Listing particulars for professional securities market and certain other securities
Effective Date: 21st June 2012
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LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 21st December 2006
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RCB 2.3 Determination of registration
Chapter: Applications for registration
Effective Date: 8th December 2011
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SYSC 19A.3 Remuneration principles for IFPRU investment firms
Chapter: Remuneration Code
Effective Date: 2nd November 2011
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SYSC 4.6
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 23rd June 2015
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MAR 10.4 Position reporting
Chapter: Commodity derivative position limits and controls, and position reporting
Effective Date: 3rd July 2017