To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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PERG 8.30 Medium used to give advice or information
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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PERG 8.4 Invitation or inducement
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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PERG 4.6 Advising on regulated mortgage contracts
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 23rd November 2006
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PERG 8.32 Arranging deals in investments
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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PERG 7.3 Does the activity require authorisation?
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 25th October 2006
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PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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PERG 7.5 When is it appropriate to apply for a certificate?
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 1st July 2005
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PERG 7.4 Does the article 54 exclusion apply?
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 25th October 2006
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MCOB 9.4 Content of illustrations
Chapter: Lifetime Mortgage: product disclosure2006/45Equity release: product disclosure
Effective Date: 19th February 2004
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PERG 8.21 Company statements, announcements and briefings
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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PERG 7.6 Applications for a certificate
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 27th September 2007
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PERG 5.8 The regulated activities: advising on contracts of insurance
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 1st July 2005
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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
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PERG 7.1 Application and purpose
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 25th October 2006
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PERG 8.31 Exclusions for advising on investments
Chapter: Financial promotion and related activities
Effective Date: 22nd March 2007
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PERG 4.11 Link between activities and the United Kingdom
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 27th September 2007
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PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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CASS 6.1 Application
Chapter: Custody : MiFID business rules2008/45
Effective Date: 25th October 2007