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PDCOB 6.3 Restriction on types of advertisement

PDCOB 6.3.1R

1A firm must not place advertisements on its pensions dashboard platform other than advertisements offering:

  1. (1)

    advising on investments (except pension transfers and pension opt-outs); and/or

  2. (2)

    post-view services.

PDCOB 6.3.2G

1Firms are reminded of the rule in PDCOB 8.4.4R which applies to any link contained within an advertisement that is placed on its pensions dashboard platform.

PDCOB 6.3.3R

1Before a firm places an advertisement offering advising on investments (except pension transfers and pension opt-outs), the firm must check that the firm offering those services holds the relevant permission.

PDCOB 6.3.4R

1A firm must ensure that an advertisement does not create the impression that the service is an appropriate service for the customer’s circumstances.

PDCOB 6.3.5G

1Firms are reminded of the requirements under COBS 4 that apply to any financial promotions in relation to advising on investments (except pension transfers and pension opt-outs).

PDCOB 6.3.6R

1Only a firm may place advertisements on or around its pensions dashboard platform, and must not permit any other person to have control over the placement of advertisements.