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PDCOB 5.7 Other specific disclosures

PDCOB 5.7.1G

1Firms are reminded that whether certain other specific disclosures must be made depends on how the firm chooses to operate its business. These disclosures include where the firm:

  1. (1)

    has entered into third-party dashboard arrangements (see PDCOB 9.6.1R);

  2. (2)

    provides data export to the customer (see PDCOB 11.4.1R, PDCOB 11.4.2R and PDCOB 11.4.6R);

  3. (3)

    provides data export to the firm (see PDCOB 11.5.1R); or

  4. (4)

    provides post-view services (see PDCOB 12.5.1R and PDCOB 12.5.2G).