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PDCOB 3.2 Other permitted activities

PDCOB 3.2.1R

1A firm is only permitted to undertake the following other activities:

  1. (1)

    communications in relation to PDCOB 3.1.1R(1) to (3) amounting only to:

    1. (a)

      information which the firm is required to display by law, including information under the Dashboard Regulations; and

    2. (b)

      communications which the firm is permitted or required to make under PDCOB or other rules;

  2. (2)

    the placement of advertisements as permitted under PDCOB 6.3 to PDCOB 6.4;

  3. (3)

    other marketing activities as permitted under PDCOB 7;

  4. (4)

    entry into a third-party dashboard arrangements in accordance with PDCOB 9; and

  5. (5)

    other activities necessary for the proper functioning of the activities in PDCOB 3.1.1R(1) and, where applicable, PDCOB 3.1.1R(2) and PDCOB 3.1.1R(3), including those required under PDCOB and other rules.