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PDCOB 16.9 Specific record-keeping requirements: data export

PDCOB 16.9.1R

1A firm must make and keep a record of:

  1. (1)

    the information presented to the customer prior to their data export election;

  2. (2)

    where data export to the customer is used, the warnings and messages displayed to customers in accordance with PDCOB 11.4.1R, PDCOB 11.4.2R and PDCOB 11.4.6R;

  3. (3)

    where data export to the firm is used, the warnings and messages displayed to customers in accordance with PDCOB 11.5.1R.

  4. (4)

    the text and presentation of consent options for data export storage in accordance with PDCOB 11.6.2R by a firm; and

  5. (5)

    the consent of the customer.