PDCOB 16.7 Specific record-keeping requirements: choice architecture

1A firm must make and maintain a record of:

1. (1)

   all versions or iterations of the choice architecture, including the language and format used and the dates each version or iteration was made available to customers;

2. (2)

   how many customers select each of the choices presented to them by the firm; and

3. (3)

   each version of the exit communications presented to customers.