Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2024-12-02.

PDCOB 16.4 Specific record-keeping requirements: warning and signposting

PDCOB 16.4.1R

1A firm must make and keep a record of each version of the warning and signposting information provided to customers to comply with PDCOB 5 and the dates that each version was available to a customer.