PDCOB 15.3 Specific notification requirement: third party dashboard arrangements

1If a firm enters into a new third-party dashboard arrangement or terminates an existing third-party dashboard arrangement, or if any of the details set out in PDCOB 15.3.2R(2) change in relation to an existing third-party dashboard arrangement, a firm must notify the FCA in writing using the relevant form in Connect within 30 days of the change coming into effect.

1A notification under PDCOB 15.3.1R must contain the following details:

1. (1)

   the change the firm is notifying the FCA about (ie, entering into a new third-party dashboard arrangement, terminating an existing third-party dashboard arrangement or changing any of the details set out in PDCOB 15.3.2R(2));

2. (2)

   the third-party access provider’s;

   1. (a)

      registered name;

   2. (b)

      trading name(s);

   3. (c)

      registered company number;

   4. (d)

      registered office;

   5. (e)

      principal place of business;

   6. (f)

      head office;

   7. (g)

      website address;

   8. (h)

      Firm Reference Number; and

   9. (i)

      named contact and their contact details; and

3. (3)

   the uniform resource locators (URLs) through which customers can access the pensions dashboard platform.