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PDCOB 15.2 Specific notification requirement: scams

PDCOB 15.2.1R

1If a firm becomes aware of a scam relating to its pensions dashboard platform, the firm must immediately notify the FCA in writing using the relevant form in Connect.

PDCOB 15.2.2R

1A notification under PDCOB 15.2.1R must contain:

  1. (1)

    a description of the scam; and

  2. (2)

    a description of the steps the firm is taking since being made aware of the scam.

PDCOB 15.2.3G

1For the purposes of PDCOB 15.2.1R, a scam relating to a firm’s pensions dashboard platform might include the existence of a clone or fake dashboard, or an investment scam.