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You are viewing the version of the document as on 2024-12-10.

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    2024-12-10

PDCOB 14.1 Wind-down planning2

PDCOB 14.1.1R

1A firm must prepare and keep up to date a wind-down plan.

PDCOB 14.1.2G

1A firm should refer to the FCA’s Wind-down Planning Guide (WDPG) to develop an effective wind-down plan.

PDCOB 14.1.3G

1Firms are reminded of the disclosure requirements under Principle 11.