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You are viewing the version of the document as on 2025-11-03.

PDCOB 1.3 General application

Who? What?

PDCOB 1.3.1R

1This sourcebook applies to a firm in relation to any of the following activities it carries on, offers or allows access to:

  1. (1)

    regulated pensions dashboard activity;

  2. (2)

    any post-view services;

  3. (3)

    data export; and

  4. (4)

    any other activity which could be carried out in a way that is connected to the qualifying pensions dashboard service, including:

    1. (a)

      any marketing relating to regulated pensions dashboard activity or post-view services; and

    2. (b)

      any communications relating to (1) to (3) above.

PDCOB 1.3.2G

1For the purposes of PDCOB 1.3.1R(1), firms are reminded of the guidance in PERG 12A on when a firm will be carrying on regulated pensions dashboard activity and who will be considered to be the operator in relation to a particular qualifying pensions dashboard service where there is more than one party or firm involved.

PDCOB 1.3.3R

1Where a firm involves a third-party dashboard arrangement in any part of the activities listed in PDCOB 1.3.1R, the rules in PDCOB 9 apply to the firm.

Where?

PDCOB 1.3.4R

1This sourcebook applies to all regulated pensions dashboard activity wherever in the world the customer accesses the pensions dashboard platform.

PDCOB 1.3.5R

1A Gibraltar-based firm with permission for regulated pensions dashboard activity must comply with the provisions of PDCOB relating to regulated pensions dashboard activity.