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You are viewing the version of the document as on 2024-11-30.

PDCOB 1.3 General application

Who? What?

PDCOB 1.3.1R

1This sourcebook applies to a firm in relation to any of the following activities it carries on, offers or allows access to:

  1. (1)

    regulated pensions dashboard activity;

  2. (2)

    any post-view services;

  3. (3)

    data export; and

  4. (4)

    any other activity which could be carried out in a way that is connected to the qualifying pensions dashboard service, including:

    1. (a)

      any marketing relating to regulated pensions dashboard activity or post-view services; and

    2. (b)

      any communications relating to (1) to (3) above.

PDCOB 1.3.2G

1For the purposes of PDCOB 1.3.1R(1), firms are reminded of the guidance in PERG 12A on when a firm will be carrying on regulated pensions dashboard activity and who will be considered to be the operator in relation to a particular qualifying pensions dashboard service where there is more than one party or firm involved.

PDCOB 1.3.3R

1Where a firm involves a third-party dashboard arrangement in any part of the activities listed in PDCOB 1.3.1R, the rules in PDCOB 9 apply to the firm.

Where?

PDCOB 1.3.4R

1This sourcebook applies to all regulated pensions dashboard activity wherever in the world the customer accesses the pensions dashboard platform.

PDCOB 1.3.5R