PDCOB 1.3 General application
Who? What?
1This sourcebook applies to a firm in relation to any of the following activities it carries on, offers or allows access to:
- (1)
- (2)
any post-view services;
- (3)
data export; and
- (4)
any other activity which could be carried out in a way that is connected to the qualifying pensions dashboard service, including:
- (a)
any marketing relating to regulated pensions dashboard activity or post-view services; and
- (b)
any communications relating to (1) to (3) above.
- (a)
1For the purposes of PDCOB 1.3.1R(1), firms are reminded of the guidance in PERG 12A on when a firm will be carrying on regulated pensions dashboard activity and who will be considered to be the operator in relation to a particular qualifying pensions dashboard service where there is more than one party or firm involved.
1Where a firm involves a third-party dashboard arrangement in any part of the activities listed in PDCOB 1.3.1R, the rules in PDCOB 9 apply to the firm.
Where?
1This sourcebook applies to all regulated pensions dashboard activity wherever in the world the customer accesses the pensions dashboard platform.
1A Gibraltar-based firm with permission for regulated pensions dashboard activity must comply with the provisions of PDCOB relating to regulated pensions dashboard activity.