To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity
Chapter: Insurance mediation activity: responsibility, knowledge, ability and good reputeInsurance and MCD mediation activity: responsibility, knowledge, ability and good repute
Effective Date: 25th October 2007
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SUP 10A.9 Significant management functions
Chapter: FCA Approved Persons
Effective Date: 27th February 2014
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SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 23rd June 2015
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PERG 4.10A Activities regulated under the Mortgage Credit Directive
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 25th March 2015
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?
Chapter: Appointed representatives
Effective Date: 15th January 2004
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PERG 4.5 Arranging regulated mortgage contracts
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 25th April 2013
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PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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SYSC 5.2 Certification regime
Chapter: Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Employees, agents and other relevant persons
Effective Date: 23rd June 2015
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SYSC 2.1 Apportionment of Responsibilities
Chapter: Senior management arrangements
Effective Date: 19th September 2002
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FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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PERG 5.11 Other aspects of exclusions
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 25th October 2006
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CASS 1A.3 Responsibility for CASS operational oversight
Chapter: CASS firm classification and operational oversight
Effective Date: 13th October 2010