To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity
Chapter: Insurance mediation activity: responsibility, knowledge, ability and good reputeInsurance and MCD mediation activity: responsibility, knowledge, ability and good repute
Effective Date: 25th October 2007
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SUP 10A.9 Significant management functions
Chapter: FCA Approved Persons
Effective Date: 1st April 2013
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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?
Chapter: Appointed representatives
Effective Date: 15th January 2004
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PERG 4.5 Arranging regulated mortgage contracts
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 25th April 2013
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PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
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SYSC 2.1 Apportionment of Responsibilities
Chapter: Senior management arrangements
Effective Date: 19th September 2002
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PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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PERG 4.11 Link between activities and the United Kingdom
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 27th September 2007
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CASS 1A.3 Responsibility for CASS operational oversight
Chapter: CASS firm classification and operational oversight
Effective Date: 13th October 2010
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PERG 5.11 Other aspects of exclusions
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 25th October 2006
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FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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PERG 4.12 Appointed representatives
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 1st July 2005
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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents
Chapter: Appointed representatives
Effective Date: 20th September 2001
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SUP 13.4 Providing cross border services into another EEA State
Chapter: Exercise of passport rights by UK firmsExercise of passport rights by UK firms [deleted]
Effective Date: 18th October 2001