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You are viewing the version of the document as on 2022-09-30.

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    2022-09-30

MIFIDPRU 8.5 Own funds requirements

MIFIDPRU 8.5.1R

1A firm must disclose the following information regarding its compliance with the requirements set out in MIFIDPRU 4.3 (Own funds requirement):

  1. (1)

    the K-factor requirement, broken down as follows:

    1. (a)

      the sum of the K-AUM requirement, the K-CMH requirement and the K-ASA requirement;

    2. (b)

      the sum of the K-COH requirement and the K-DTF requirement; and

    3. (c)

      the sum of the K-NPR requirement, the K-CMG requirement, the K-TCD requirement and the K-CON requirement; and

  2. (2)

    the fixed overheads requirement.

MIFIDPRU 8.5.2R

1A firm must disclose its approach to assessing the adequacy of its own funds in accordance with the overall financial adequacy rule in MIFIDPRU 7.4.7R.