Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2021-12-17.

Timeline guidance

Alternative versions

  1. Point in time
    2021-12-17

MIFIDPRU 4.3 Own funds requirement

MIFIDPRU 4.3.1R

1A MIFIDPRU investment firm must at all times maintain own funds that are at least equal to its own funds requirement.

MIFIDPRU 4.3.3R

1The own funds requirement of an SNI MIFIDPRU investment firm is the higher of:

  1. (1)

    its permanent minimum capital requirement under MIFIDPRU 4.4; or

  2. (2)

    its fixed overheads requirement under MIFIDPRU 4.5.