MIFIDPRU 10.1 Application
MIFIDPRU 10.1.1R
1This chapter applies to a MIFIDPRU investment firm that is:
- (1)
a clearing member; or
- (2)
MIFIDPRU 10.1.2R
1This chapter also applies to the UK parent entity of an investment firm group that contains a clearing member or an indirect clearing firm.