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You are viewing the version of the document as on 2022-02-28.

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    2022-02-28

MCOB 3A.9 Systems and controls

Record keeping

MCOB 3A.9.1RRP

1A firm must make an adequate record of each non-real time financial promotion of qualifying credit, home reversion plan or regulated sale and rent back agreement which it has confirmed as complying with the rules in this chapter. The record must be retained for a year from the date at which the financial promotion was last communicated.

MCOB 3A.9.2GRP

MCOB 2.8 (Record keeping) applies to the form in which records required in accordance with this chapter must be kept.