MAR TP 1 Transitional Provisions
MAR TP 1.1
GEN contains some technical transitional provisions that apply throughout the Handbook and which are designed to ensure a smooth transition at commencement. These include transitional provisions relevant to record keeping and notification rules. |
1) Transitional Provisions for The Code of Market Conduct - (MAR 1) |
There are no transitional provisions for The Code of Market Conduct (The Code of Market Conduct). |
2) Transitional Provisions for Price stabilising rules (Price Stabilising Rules) |
SUP contains transitional provisions which carry forward into MAR 2 (Price stabilising rules) written concessions relating to pre-commencement provisions. |
23) Transitional provisions for MAR 6 (systematic internaliser reporting requirements) |
A provision giving effect to Article 21 (4) of the MiFID Regulation as regards creating the initial list of all systematic internalisers. |
MAR TP 1.2
(1) |
(2) Material provision to which transition al provision applies |
(3) |
(4) Transitional provision |
(5) Transitional provision: dates in force |
(6) Handbook provision: coming into force |
1 |
MAR 2 |
R |
Expired1 1 |
1 | 1 |
22 |
R |
An investment firm, which is authorised by the FSA, must notify the FSA in writing by 1 December 2007 if at 1 November 2007 it is a systematic internaliser in respect of shares admitted to trading on a regulated market. |
From 1 November 2007 to 2 December 2007 |
1 November 2007 |