MAR Sch 2 Notification requirements
Notification requirements1
1Handbook Reference |
Matter to be notified |
Contents of Notification |
Trigger event |
Time allowed |
Market making agreements |
Content of market making agreements |
Upon formation of a binding written agreement |
Without delay |
|
Trading halts on material markets |
Information that trading is halted in a financial instrument |
Upon trading halt |
Without delay |
|
Non-compliant, disorderly or abusive trading |
Information of the occurrence of significant breaches of rules, disorderly trading, system disruptions, or conduct that may involve market abuse |
Upon occurrence of the breach, conditions or conduct |
Without delay |
|
Suspension and removal of financial instruments |
Information of the suspension or removal of a financial instrument and any related or referenced derivative |
Upon suspension or removal |
Without delay |
|
2MAR 5A.5.3R(4) |
Market making agreements |
Content of market making agreements |
Upon formation of a binding written agreement |
|
2MAR 5A.5.8R |
Trading halts on material markets |
Information that trading is halted in a financial instrument |
Upon trading halt |
Without delay |
2MAR 5A.8.1R(1) |
Non-compliant, disorderly or abusive trading |
Information of the occurrence of significant breaches of rules, disorderly trading, system disruptions, or conduct that may involve market abuse |
Upon occurrence of the breach, conditions or conduct |
Without delay |
2MAR 5A.9.1R(3) |
Suspension and removal of financial instruments |
Information of the suspension or removal of a financial instrument and any related or referenced derivative |
Upon suspension or removal |
Without delay |
Systematic internaliser status |
Information of gaining or ceasing systematic internaliser status |
Upon becoming or ceasing to be a systematic internaliser |
Without delay |
|
2MAR 7A.3.6R |
Engaging in algorithmic trading |
Information that a member of a trading venue is engaging in algorithmic trading |
Upon engagement in algorithmic trading |
Without delay |
2MAR 7A.4.4R |
Provision of DEA services |
Upon engagement in DEA provision |
Without delay |
|
Proposal to change fee incentive scheme |
Summary of proposal in the form set out in Annex 1 |
Proposal communicated to members |
Without delay |
|
Change to fee incentive scheme |
Summary of change |
Change published or notified to members |
Without delay |
|
Reasonable possibility of not being able to hold sufficient financial resources |
Full details together with relevant financial information |
Occurrence |
As soon as practicable |