MAR Sch 1 Record keeping requirements
Handbook reference |
Subject of record |
Contents of record |
When record must be made |
Retention period |
Algorithmic and high-frequency algorithmic trading |
Records necessary to meet MAR 7A.3.7R, and high-frequency algorithmic trading records and quotes |
On initiation of algorithmic and high-frequency algorithmic trading strategies |
5 years, or as otherwise provided for high-frequency algorithmic trading records and quotes in MiFID RTS 6 |
|
Direct electronic access providers’ systems and controls |
Records necessary to meet MAR 7A.4.2R and MAR 7A.4.5R |
On initiation of direct electronic access provision |
5 years |
|
Information in MAR 8.2.10 R and MAR 8.2.11 G |
When making a benchmark submission |
5 years |
||
Information in MAR 8.3.12A R and MAR 8.3.12B G |
When using a benchmark submission to determine a specified benchmark |
5 years |