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You are viewing the version of the document as on 2104-01-01.

Timeline guidance

MAR 6.1 Application [deleted]

[deleted]3

MAR 6.2 Purpose [deleted]

[deleted]2

MAR 6.3 Criteria for determining whether an investment firm is a systematic internaliser [deleted]

1

MAR 6.3A Quality of execution

MAR 6.3A.1 R RP

[deleted]2

1
MAR 6.3A.2 R RP

[deleted]2

MAR 6.4 Systematic internaliser reporting requirement

MAR 6.4.1 R RP

An investment firm1must promptly notify the FCA in writing of its status as a systematic internaliser1:

  1. (1)

    when it gains that status; or

  2. (2)

    if it ceases to have that status.

[Note:articles 15(1) and 18(4) of MiFIR1]

MAR 6.4.2 G RP

The notification under MAR 6.4.1 R can be addressed to the firm's usual supervisory contact at the FCA .

MAR 6.4A Quotes in respect of non-equity instruments [deleted]

[deleted]2

MAR 6.5 Obligations on systematic internalisers in shares to make public firm quotes [deleted]

1

MAR 6.6 Size and content of quotes [deleted]

1

MAR 6.7 Prices reflecting prevailing market conditions [deleted]

1

MAR 6.8 Liquid market for shares, share class, standard market size and relevant market [deleted]

2

MAR 6.9 Publication of quotes [deleted]

2

MAR 6.10 Execution price of retail client orders [deleted]

2

MAR 6.11 Execution price of professional client orders [deleted]

1

MAR 6.12 Execution price of client orders not matching quotation sizes [deleted]

2

MAR 6.13 Standards and conditions for trading [deleted]

1

MAR 6.14 Limiting risk of exposure to multiple transactions [deleted]

2