Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  3. Point in time
    2020-10-26

MAR 6.4 Systematic internaliser reporting requirement

MAR 6.4.1 R RP

An investment firm1must promptly notify the FCA in writing of its status as a systematic internaliser1:

  1. (1)

    when it gains that status; or

  2. (2)

    if it ceases to have that status.

[Note:articles 15(1) and 18(4) of MiFIR1]

MAR 6.4.2 G RP

The notification under MAR 6.4.1 R can be addressed to the firm's usual supervisory contact at the FCA .