MAR 5A.7 Monitoring compliance with the rules of the OTF

1A firm must:

1. (1)

   have effective arrangements and procedures relevant to its OTF for the regular monitoring of the compliance by its users with its rules; and

2. (2)

   monitor the transactions undertaken by its users under its systems in order to identify breaches of those rules, disorderly trading conditions, system disruptions in relation to a financial instrument, or conduct that may involve market abuse.

[Note: article 31(1) of MiFID]