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You are viewing the version of the document as on 2022-02-28.

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    2022-02-28

MAR 5A.6 Finalisation of transactions

MAR 5A.6.1RRP

1A firm must:

  1. (1)

    clearly inform its users of their respective responsibilities for the settlement of transactions executed in its OTF; and

  2. (2)

    have in place the arrangements necessary to facilitate the efficient settlement of the transactions concluded under its systems.

[Note: article 18(6) of MiFID]

[Note: in relation to derivative transactions, MiFID RTS 26 contains requirements on the systems for clearing of such transactions]