Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2022-03-01.

Timeline guidance

Alternative versions

  1. Point in time
    2022-03-01

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

MAR 5A.10.1DRP

1A firm that makes an application to the FCA for a waiver in accordance with article 9 of MiFIR (in relation to pre-trade transparency for non-equity instruments) must make it in the form set out in MAR 5A Annex 1D.

[Note: article 9 of MiFIR and MiFID RTS 2]