Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2024-04-26.

Timeline guidance

Alternative versions

  1. Point in time
    2024-04-26

MAR 5A.1 Application

Who and what?

MAR 5A.1.1RRP

1This chapter applies to:

  1. (1)

    a UK domestic firm which operates an OTF from an establishment in the United Kingdom or elsewhere; or

  2. (2)

    an overseas firm which operates an OTF from an establishment in the United Kingdom.

MAR 5A.1.2GRP

1In addition:

  1. (1)

    In accordance with paragraph 15(9) of the Schedule to the Recognition Requirement Regulations and REC 2.16A.1GR, MAR 5A.3.9R applies to a UK RIE as though it was an investment firm.

  2. (2)

    GEN 2.2.22AR applies to ensure that a third country investment firm should not be treated in a more favourable way than an EEA firm.