Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2009-06-30

MAR 5.6 Reporting requirements

MAR 5.6.1RRP

1A firm operating an MTF must:

  1. (1)

    report to the FSA:

    1. (a)

      significant breaches of the firm's rules;

    2. (b)

      disorderly trading conditions; and

    3. (c)

      conduct that may involve market abuse;

  2. (2)

    supply the information required under this rule without delay to the FSA and any other authority competent for the investigation and prosecution of market abuse; and

  3. (3)

    provide full assistance to the FSA, and any other authority competent for the investigation and prosecution of market abuse, in its investigation and prosecution of market abuse occurring on or through the firm's systems.

[Note:

Article 26(2) of MiFID]